Summary

This paper provides a unifying framework for understanding the many different notions of vague convergence that appear throughout the literature, by grounding them all in Hu’s 1966 abstract theory of boundedness. A family B_b of Borel subsets of a Polish space X is called a boundedness if it satisfies closure under subsets, finite unions, and has a basis with countable cover. Choosing different families B_b yields different notions of “locally finite” measures and hence different notions of vague convergence.

The key insight is that the choice of bounded sets B_b completely determines which measures are considered “locally finite” (those finite on all B in B_b) and which test functions are used for vague convergence (those with support in some bounded set). When B_b is the family of all Borel sets, one recovers weak convergence of finite measures. When B_b is the family of relatively compact Borel sets (in a locally compact space), one recovers the classical vague convergence of Radon measures. When B_b consists of sets bounded away from a closed set C, one recovers the M_0-convergence / Hult-Lindskog convergence used in extreme value theory.

The paper further proves that the vague topology on M(X) is metrizable and Polish (Proposition 3.1), constructing an explicit metric via projection maps T_m that truncate measures to increasingly large bounded sets. Section 4 gives sufficient conditions for convergence in distribution of random measures in the vague topology via Laplace functionals.

Key Contributions

  • Unifies weak convergence, classical vague convergence, w#-convergence, and Hult-Lindskog M_0-convergence as special cases of a single framework
  • Shows vague convergence is equivalent to convergence on continuity sets (Portmanteau theorem follows from Kallenberg)
  • Proves the vague topology is metrizable and Polish, providing an explicit metric
  • Gives Laplace functional characterisation of convergence in distribution of random measures
  • Extends Lohr-Rippl’s Stone-Weierstrass-based convergence determining results to random measures

Methodology

The approach builds on Hu’s theory of boundedness to define a “proper localising sequence” (K_m) — a sequence of open bounded sets covering X with nested closures. The vague topology is then defined via the family of continuous bounded functions with support in some bounded set. Metrizability is established by constructing truncation maps T_m: M(X) M-hat(X) using cutoff functions g_m, and defining a metric as a weighted sum of Prohorov distances between truncated measures.

Key Findings

  • Different choices of bounded families B_b yield different flavours of vague convergence — all within one unified theory
  • The Portmanteau theorem (convergence on continuity sets iff vague convergence) holds automatically in this framework
  • Vague convergence of point measures characterised by convergence of atom locations in bounded sets (Proposition 2.8)
  • Convergence in distribution of random measures is equivalent to convergence of Laplace functionals for Lipschitz continuous functions with bounded support (Proposition 4.1)
  • Lohr-Rippl’s Stone-Weierstrass convergence-determining results extend to random measures (Proposition 4.5)

Important References

  1. Random measures, theory and applications — Kallenberg’s comprehensive treatment of vague topology
  2. Introduction to General Topology — Hu’s 1966 foundational work on abstract boundedness
  3. Extreme values, regular variation and point processes — Resnick’s approach to vague convergence for point processes

Atomic Notes


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